Securities Litigation

CKL has significant experience representing individuals and entities in a wide array of matters involving alleged securities law violations. CKL has successfully represented traders, brokers, hedge fund managers, corporate executives, hedge funds and broker dealers in all stages of securities litigation including criminal prosecution, SEC enforcement action, SEC Administrative actions and investor disputes. CKL has experience representing clients in matters involving:

  • Alleged insider trading
  • Market manipulation
  • Disclosure violations
  • False or misleading securities filings
  • Unauthorized trading
  • Breaches of fiduciary duties, and
  • MSRB G-37 and G-38 violations

CKL has also had tremendous success preventing the Justice Department from bringing charges against its clients after extensive Grand Jury investigations and avoiding the referral of civil securities and enforcement matters to the Justice Department.

75 Livingston Avenue, Roseland, New Jersey 07068 - Tel: (973) 422-9200 - Fax: (973) 422-9700 -